Jump to main content
SES Logo
State Examination System
  • Getting Started
  • Account Administration
  • Supervisory Activities
  • Consumer Complaints
  • SES Reference
  • Contact Us
Index
  1. Home
  2. SES Reference

    Reference documents and information about the State Examination System.

  3. SES Policies

    State Examination System Policy Guide

  • SES Reference

    Reference documents and information about the State Examination System.

    • SES Policies

      State Examination System Policy Guide

      • General Policies

        State Examination System General Policies.

      • Agency-specific Policies

        SES Policies for state regulatory agencies.

      • Company-specific Policies

        SES Policies for companies.

    • SES System Releases

      Software releases of the State Examination System. The releases are labeled by state, commonwealth, and territory names.

    • SES Terms of Use

      Terms of use for the State Examination System, for agency and company users.

    • Downloads

      Supporting documents and forms available for download.

    • How an Investigation is Different from an Exam

      An Investigation and an Examination are types of Supervisory Activity. This topic lists the key ways that investigations differ from examinations.

    • Areas For Review

      Details about Areas for Review

    • Complaints Reference

      More information about complaints.

    • SES SA Analytics User Guide

      How to use the SA Analytics tool for SES.

    • Frequently Asked Questions
    • SES Event Recordings

      Links to recordings of SES events, meetings, calls, and workshops.

    • Technical Information

      Email notifications and handling, technical requirements, etc.

    • SES Glossary

      Terms and phrases used in the State Examination System and their definitions.

SES Policies

State Examination System Policy Guide

Download a PDF copy: SES Policy Guide (PDF format).

  • General Policies
    State Examination System General Policies.
  • Agency-specific Policies
    SES Policies for state regulatory agencies.
  • Company-specific Policies
    SES Policies for companies.

Need More Help?

Contact the Call Center at 1-800-269-6189.
Agency users, please visit the Secure Portal for phone and email contacts.

CSBS logo

1300 I Street, N.W., Suite 700 East, Washington, DC 20005 | Tel. 202.296.2840 | Fax. 202.296.1928

  • Contact
  • Terms Of Use
  • Privacy Notice