Jump to main content
SES Logo
State Examination System
  • SES Training
  • Getting Started
  • Account Administration
  • Supervisory Activities
  • Consumer Complaints
  • SES Reference
  • Contact Us
Index
  1. Home
  2. SES Reference

    Reference documents and information about the State Examination System.

  3. SES Event Recordings

    Links to recordings of SES events, meetings, calls, and workshops.

  4. SES Event Recordings for Companies

    Links to recordings of SES company events, meetings, calls, and workshops.

  • SES Reference

    Reference documents and information about the State Examination System.

    • SES Policies

      State Examination System Policy Guide

    • SES System Releases

      Software releases of the State Examination System. The releases are labeled by state, commonwealth, and territory names.

    • SES Terms of Use

      Terms of use for the State Examination System, for agency and company users.

    • Downloads

      Supporting documents and forms available for download.

    • How an Investigation is Different from an Exam

      An Investigation and an Examination are types of Supervisory Activity. This topic lists the key ways that investigations differ from examinations.

    • Areas For Review

      Details about Areas for Review

    • Complaints Reference

      More information about complaints.

    • SES SA Analytics User Guide

      How to use the SA Analytics tool for SES.

    • Frequently Asked Questions
    • SES Event Recordings

      Links to recordings of SES events, meetings, calls, and workshops.

      • SES Event Recordings for Companies

        Links to recordings of SES company events, meetings, calls, and workshops.

    • Technical Information

      Email notifications and handling, technical requirements, etc.

    • SES Glossary

      Terms and phrases used in the State Examination System and their definitions.

SES Event Recordings for Companies

Links to recordings of SES company events, meetings, calls, and workshops.

QuickIR

SES QuickIR Training for Companies - June 16, 2022

2021 NMLS Conference Workshops

Industry Workshop: SES Consumer Complaints

Consumer Complaints

SES Consumer Complaints Industry Webinar

Topics covered include:
  • Goals and Objectives of the System
  • Overview of Pilot
  • System Demo
  • Nationwide Launch Plans
  • Participation Survey

Need More Help?

Agency users, please visit the Secure Portal for phone and email contacts.
Company users should call the Call Center at 1-800-269-6189. Agency users should not call this number.

On this page
  • QuickIR
  • 2021 NMLS Conference Workshops
  • Consumer Complaints
CSBS logo

1300 I Street, N.W., Suite 700 East, Washington, DC 20005 | Tel. 202.296.2840 | Fax. 202.296.1928

  • Contact
  • Terms Of Use
  • Privacy Notice