SES Examinations and Investigations Resources for Companies

Responding to examinations and investigations in State Examination System (SES).

Thank you for your interest in the State Examination System (SES). SES is a one-stop-shop for the financial services companies that brings a company’s entire engagement with state regulators onto a single platform, which in turn brings efficiencies to state supervision.

For a company to get access to SES to handle a consumer complaint or manage a state examination in the System, a state regulatory agency must first send a system enrollment request to the company. Unless a company receives a specific request from a state agency to enroll in SES, the company does not need to take action or complete any steps at this time.

Below is a set of resources available to companies to learn more about using SES to participate in examinations and investigations.